SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Stephens Group, LLC

(Last) (First) (Middle)
100 RIVER BLUFF DRIVE
SUITE 500

(Street)
LITTLE ROCK AR 72202

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2022
3. Issuer Name and Ticker or Trading Symbol
Westrock Coffee Co [ WEST ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 5,860,670 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Convertible Preferred Stock (1) (1) Common Stock 2,785,082 (1) I See footnote(2)
Series A Convertible Preferred Stock (1) (1) Common Stock 155,814 (1) D
1. Name and Address of Reporting Person*
Stephens Group, LLC

(Last) (First) (Middle)
100 RIVER BLUFF DRIVE
SUITE 500

(Street)
LITTLE ROCK AR 72202

(City) (State) (Zip)
1. Name and Address of Reporting Person*
SG-Coffee, LLC

(Last) (First) (Middle)
100 RIVER BLUFF DRIVE, SUITE 500

(Street)
LITTLE ROCK AR 72202

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Stephens W. R. Jr.

(Last) (First) (Middle)
100 RIVER BLUFF DRIVE
SUITE 500

(Street)
LITTLE ROCK AR 72202

(City) (State) (Zip)
1. Name and Address of Reporting Person*
CAMPBELL ELIZABETH STEPHENS

(Last) (First) (Middle)
100 RIVER BLUFF DRIVE
SUITE 500

(Street)
LITTLE ROCK AR 72202

(City) (State) (Zip)
Explanation of Responses:
1. Holders of shares of Preferred Stock may voluntarily convert their shares of Preferred Stock into a whole number of Common Stock at any time at a rate equal to the quotient of (a) the liquidation preference of such shares of Preferred Stock as of the applicable conversion date, divided by (b) the conversion price as of the applicable conversion date, which will initially be $11.50 per share of Preferred Stock, plus cash in lieu of fractional shares. The initial conversion price of $11.50 per share of Preferred Stock is subject to customary adjustments for stock dividends, distributions or combinations, tender or exchange offers and issuances of shares of Common Stock below a specified price. The initial liquidation preference of the shares of Preferred Stock is $11.50.
2. Shares held indirectly by SG-Coffee, LLC ("SG-Coffee"). The Stephens Group, LLC ("The Stephens Group") is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee.
The Stephens Group, LLC, /s/ William W. Kilgroe, Attorney-in-Fact 09/02/2022
SG-Coffee, LLC, /s/ William W. Kilgroe, Attorney-in-Fact 09/02/2022
W.R. Stephens, Jr., /s/ William W. Kilgroe, Attorney-in-Fact 09/02/2022
Elizabeth S. Campbell, /s/ William W. Kilgroe, Attorney-in-Fact 09/02/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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